CRYPTOCURRENCY TRADING IS NOT ILLEGAL IN NIGERIA – COURT RULED

A Federal High Court sitting in Abuja, in a Ruling delivered by Justice Taiwo O. Taiwo on 18th October 2021, has held that the Central Bank of Nigeria circular, referenced as BSD/DIR/PUB/LAB/014/001 of February 5, 2021, is not a law and the CBN lacks the requisite authority to declare the trading of Cryptocurrency illegal by [...]

By |November 3rd, 2021|Business Operation & Licenses|Comments Off on CRYPTOCURRENCY TRADING IS NOT ILLEGAL IN NIGERIA – COURT RULED

PROCEDURE FOR SPECIAL IMMIGRANT STATUS FOR A FOREIGN HUSBAND OF A NIGERIAN WIFE

SIS APPROVAL FOR FOR FOREIGN SPOUSE OF A NIGERIA WIFE Special Immigrant Status(SIS) is the approval given to foreigners that are married to Nigerian Women for the purpose of residing in Nigeria. A Foreigner married to a Nigerian woman is entitled to a Special Immigrant Status in Nigeria whereby such a foreigner can be eligible [...]

By |October 12th, 2021|Immigration|Comments Off on PROCEDURE FOR SPECIAL IMMIGRANT STATUS FOR A FOREIGN HUSBAND OF A NIGERIAN WIFE

CBN States the Advantages of eNaira, as it Launches eNaira on October 1st

 Advantages of eNaira Central Bank Launches E-Currency in Nigeria  The Central Bank of Nigeria (CBN) has told financial institutions in the country that eNaira is not a subtle scheme to take away bank customers. It said the plan is to grant access to more financially excluded people. The regulator said this in details published on the website [...]

By |September 28th, 2021|Finance|Comments Off on CBN States the Advantages of eNaira, as it Launches eNaira on October 1st

SUMMARY OF FEATURES OF PETROLEUM INDUSTRY ACT 2021

The Petroleum industry Act (PIA) was officially signed into law on the 16 of August 2021 by the President of Nigeria. The Act provides for legal, governance, regulatory and fiscal framework for the Nigerian Petroleum Industry and development of Host Communities and related matters. It contains 5 Chapters, 319 Sections and, 8 Schedules dealing with [...]

By |September 11th, 2021|Oil & Gas|Comments Off on SUMMARY OF FEATURES OF PETROLEUM INDUSTRY ACT 2021

TYPES OF LAND TITLES IN NIGERIA & DOCUMENTS REQUIRED FOR LAND PURCHASE

LAND TITLES IN LAGOS NIGERIA The first important thing to note is that every land is owned by the state government, this is in accordance with the Land Use Act 1978. The government leases any land purchased for a period of 99 years after which such title can be renewed by the owner. A land [...]

By |August 22nd, 2021|Real Estate Law|Comments Off on TYPES OF LAND TITLES IN NIGERIA & DOCUMENTS REQUIRED FOR LAND PURCHASE

HOW TO FILE COMPLAINTS AGAINST POLICEMEN| DISCIPLINARY PROCEDURES AGAINST POLICE OFFICERS IN NIGERIA

The Nigerian Police Service Commission was established under Section 153 of the Nigerian constitution and the Police Service Commission Establishment Act of 2001. The commission is an oversight body over the Nigeria Police Force. It has the power to appoint, promote and discipline all police officers of the Nigerian Police Force except the Inspector General [...]

By |August 18th, 2021|Legal Services|Comments Off on HOW TO FILE COMPLAINTS AGAINST POLICEMEN| DISCIPLINARY PROCEDURES AGAINST POLICE OFFICERS IN NIGERIA

THE DIFFERENCES BETWEEN A BUSINESS NAME AND A COMPANY LIMITED BY SHARES

New business owners often have a lot of questions about the difference between a registered business name and an incorporated company limited by shares and which of these best suit their business needs. In light of this fact, some of the differences between a business name and a company limited by liability will be briefly [...]

OVERVIEW OF PRODUCT LIABILITY IN NIGERIA

The Nigerian product liability law, as it currently stands, is still anchored on the fault-based principle as formulated in the case of Donoghue v Stevenson. For a product liability claim, a claimant must be able to prove the following elements of negligence; duty of care, breach of duty, and causation resulting in damages before he [...]

By |August 7th, 2021|Uncategorized|Comments Off on OVERVIEW OF PRODUCT LIABILITY IN NIGERIA

CBN BANS SALE OF FOREX TO BDCs, SUSPENDS ISSUANCE OF BDC LICENSE

The Central Bank of Nigeria says it has ended the sales of forex to Bureau De Change operators, saying the parallel market has become a conduit for illicit forex flows and graft. The bank said it will also no longer process applications for BDC licences in the country. Weekly sales of foreign exchange by the CBN will [...]

By |July 27th, 2021|Corporate Matters, News & Updates|Comments Off on CBN BANS SALE OF FOREX TO BDCs, SUSPENDS ISSUANCE OF BDC LICENSE

10 KEY FACTS AND BENEFITS YOU SHOULD KNOW ABOUT TRADEMARK REGISTRATION

10 KEY FACTS & BENEFITS YOU MUST KNOW ABOUT TRADEMARK REGISTRATION IN NIGERIA The government agency in charge of trademark registration in Nigeria is the Trademarks, Patents and Designs Registry, Commercial Law Department of the Federal Ministry of Industry, Trade and Investment in the Federal Capital Territory, Abuja. The trademark registration can be done through [...]

By |July 16th, 2021|Intellectual Property|Comments Off on 10 KEY FACTS AND BENEFITS YOU SHOULD KNOW ABOUT TRADEMARK REGISTRATION

DEED OF PARTITION IN NIGERIA

DEED OF PARTITION A valid question that may arise from the legal implications of joint ownership is when the joint owners decide to severe their interest in the property? The answer is Positive. Joint owners may apply to the court to partition the property where there has been a persistent refusal by one or more [...]

By |July 11th, 2021|Real Estate Law|Comments Off on DEED OF PARTITION IN NIGERIA

12 FACTS YOU MUST KNOW BEFORE REGISTERING A COMPANY IN NIGERIA

THE 12 FACTS YOU MUST KNOW BEFORE REGISTERING A COMPANY IN NIGERIA Registering a company is the first step towards doing business in Nigeria. There are important facts every person intending to register a company in Nigeria must be aware of. Below are 12 key facts about company registration in Nigeria The sole government agency [...]

OVERVIEW OF CAC SHARE CAPITAL THRESHOLD FOR COMPANY REGISTRATION

CAC SHARE CAPITAL THRESHOLD FOR COMPANY REGISTRATION ON NIGERIA Persons interested in registering a company in certain industries and economic sectors in Nigeria are required by statutes and other regulations to have a minimum share capital threshold before such a company can be registered and deemed eligible to carry on business in those industries. The [...]

By |July 3rd, 2021|Business Fromation, Corporate Matters|Comments Off on OVERVIEW OF CAC SHARE CAPITAL THRESHOLD FOR COMPANY REGISTRATION

GUIDE TO HIRE LAW FIRMS & LAWYERS IN NIGERIA

Lawyers and law firms are traditionally hired to render legal services. Most lawyers in Lagos Nigeria offer legal services and may also serve as attorneys and representatives to various persons in both corporate and commercial matters. In considering how to hire a lawyer in Lagos Nigeria, many factors must be considered. In Nigeria, lawyers may [...]

By |June 27th, 2021|Legal Services|Comments Off on GUIDE TO HIRE LAW FIRMS & LAWYERS IN NIGERIA

HOW TO REGISTER A TECH COMPANY IN NIGERIA

A tech company intending to carry out technological operations in Nigeria is required to be registered with the Corporate Affairs Commission (CAC), which is the principal regulatory body that regulates the registration of all business structures in Nigeria. There are different business structures available to register a tech company in Nigeria and each business structure [...]

By |June 27th, 2021|Business Fromation|Comments Off on HOW TO REGISTER A TECH COMPANY IN NIGERIA

BRIEF OVERVIEW ON ELIGIBILITY LETTER FROM THE FEDERAL MINISTRY OF EDUCATION NIGERIA

Persons intending to travel to a country outside Nigeria for study or work purposes are sometimes required to attest or authenticate their academic and professional certificates and obtain a letter of eligibility for admission to higher education. The body tasked with the duty of carrying out this attestation is the Evaluation and Accreditation Division of [...]

By |June 12th, 2021|Legal Services|Comments Off on BRIEF OVERVIEW ON ELIGIBILITY LETTER FROM THE FEDERAL MINISTRY OF EDUCATION NIGERIA

REQUIREMENTS FOR IMPORTATION OF ELECTRIC POWER GENERATOR IN NIGERIA

Generator importation requires an import permit from the Nigeria Electricity Regulatory Commission (NERC). The Nigeria Electricity Regulatory Commission (NERC) is an independent regulatory body with the authority to supervise Nigeria's electricity industry The main purpose of establishing NERC is to supervise the electricity prices of government-owned or controlled power generation companies and any other power [...]

By |June 11th, 2021|Business Operation & Licenses|Comments Off on REQUIREMENTS FOR IMPORTATION OF ELECTRIC POWER GENERATOR IN NIGERIA

CBN REQUIREMENTS FOR FINTECH & PAYMENT SOLUTION LICENCE IN NIGERIA 2021

The Central Bank of Nigeria (CBN) being the regulatory body saddled with the statutory duty of administering the affairs of the financial activities in Nigeria in fulfilment of its duties published the new requirements to obtain a licence to operate a Financial Technology (Fintech) Company in Nigeria on May 24, 2021. Pursuant to the new [...]

By |June 10th, 2021|Corporate Matters|Comments Off on CBN REQUIREMENTS FOR FINTECH & PAYMENT SOLUTION LICENCE IN NIGERIA 2021

RIGHTS OF A LEGAL WIFE TO FAMILY PROPERTIES IN DIVORCE

The Nigerian system recognizes three types of marriages, which are statutory marriage; customary marriage; and Islamic marriage. Under the customary and Islamic marriages, the right to a woman to acquire and own property was subject to the consent and control of their husbands, as women are often regarded as subordinates to their husbands and as [...]

By |June 7th, 2021|Family Law|Comments Off on RIGHTS OF A LEGAL WIFE TO FAMILY PROPERTIES IN DIVORCE

GUIDE TO RENTING AN APARTMENT IN LEKKI LAGOS AND OTHER PARTS OF NIGERIA

Renting an apartment in Lagos is one of the most tasking time-consuming experiences. Lekki is one of the high brow and expensive areas in Lagos State with prospective residential, commercial and agricultural locations. Before renting an apartment in Lagos, it is important to conduct due diligence on the apartment to be rented, the landlord, the [...]

By |May 29th, 2021|Real Estate Law|Comments Off on GUIDE TO RENTING AN APARTMENT IN LEKKI LAGOS AND OTHER PARTS OF NIGERIA

SUMMARY OF DIFFERENCE BETWEEN CONTRACT OF SALE AND DEED OF ASSIGNMENT

Contract of sale and deed of assignment are both documents used in real estate-related transactions in Nigeria. Although they are both used in property transactions the difference between both documents can be derived from their distinctive features and the role they each individually play in the acquisition of title to landed properties in Nigeria. Generally, there [...]

By |May 22nd, 2021|Real Estate Law|Comments Off on SUMMARY OF DIFFERENCE BETWEEN CONTRACT OF SALE AND DEED OF ASSIGNMENT

APPRAISAL OF JOINT OWNERSHIP OF PROPERTY UNDER NIGERIA LAW

Joint ownership of property implies that there are two or more persons who contributed resources to purchase and own title to a landed property for residential, commercial, or industrial purposes as a way of resident or investment or jointly inherited or jointly gifted. The common situation of joint ownership of property is when married couples [...]

By |May 9th, 2021|Family Law|Comments Off on APPRAISAL OF JOINT OWNERSHIP OF PROPERTY UNDER NIGERIA LAW

PROCEDURE FOR STRIKING OFF A DEFUNCT COMPANY IN NIGERIA

Under the Companies and Allied Matters Act (CAMA) 2020, the owners of a defunct company may apply for striking OFF a defunct company from the Nigerian company register provided such a defunct company that has not commenced business and has no undischarged obligations A defunct company under the Companies and Allied Matters Act is; A [...]

By |May 2nd, 2021|Corporate Matters|Comments Off on PROCEDURE FOR STRIKING OFF A DEFUNCT COMPANY IN NIGERIA

PROCEDURE FOR PRIVATE PLACEMENT IN NIGERIA

The general methods by which a Company’s securities can be offered to the public in Nigeria are through; Direct offer to the public, Offer for sale, Placing, Right issue, and Private placement. We shall briefly examine the procedure for private placement in Nigeria. A private placement is a method of offering shares by a public [...]

By |April 17th, 2021|Capital Market Operators, Corporate Matters|Comments Off on PROCEDURE FOR PRIVATE PLACEMENT IN NIGERIA

HOW TO START A PRIVATE LENDING COMPANY IN NIGERIA

A private lending company is a company engaged in consumer and commercial money lending operations in Nigeria. This means the business of giving customers a loan with the agreement that it will be paid at a later agreed date with interest rates accrued on it. Private lending companies are subject to the regulation of the [...]

By |April 3rd, 2021|Business Fromation, Legal Services|Comments Off on HOW TO START A PRIVATE LENDING COMPANY IN NIGERIA

HOW TO PREPARE DEED OF ASSIGNMENT IN LAGOS NIGERIA

A deed of assignment is the legal instrument prepared and drafted by a lawyer of an assignor (seller) or assignee (buyer) upon the negotiation and completion of a sale of the land transaction. It is used to transfer legal title and ownership to land from the assignor to the assignee for a consideration paid and [...]

By |March 13th, 2021|Real Estate Law|Comments Off on HOW TO PREPARE DEED OF ASSIGNMENT IN LAGOS NIGERIA

HOW TO APPEAL A JUDGEMENT IN NIGERIA

Appealing a judgment is simply to invite a higher Court than the Court that adjudicated and gave judgment on a matter, to find out whether the lower Court arrived at a correct decision after evaluating and considering the facts before it and the applicable laws. This article seeks to give an overview of appeal and [...]

By |February 21st, 2021|Litigation|Comments Off on HOW TO APPEAL A JUDGEMENT IN NIGERIA

OVERVIEW OF DEED OF ASSENT IN NIGERIA

A Deed of Assent is a document or instrument of the Executor or legal Administrator of an estate to transfer, pass over or vest a legal interest or title in a property of a deceased person to the named beneficiary in a Will or any other third party. It grants the beneficiary legal ownership over [...]

By |February 21st, 2021|Family Law, Real Estate Law|Comments Off on OVERVIEW OF DEED OF ASSENT IN NIGERIA

OVERVIEW OF THE JURISDICTION OF THE FEDERAL HIGH COURT IN NIGERIA

The jurisdiction of the Federal High Court is enshrined in the Constitution of the Federal Republic of Nigeria 1999 (as amended), which provides for the judiciary arm of Government (the Courts). Section 249 (1) of the Constitution created the Federal High Court, which is the third-highest court in the hierarchy of courts in Nigeria. The [...]

By |February 20th, 2021|Courts, Litigation|Comments Off on OVERVIEW OF THE JURISDICTION OF THE FEDERAL HIGH COURT IN NIGERIA

OVERVIEW OF JOINT TENANCY AND TENANCY IN COMMON IN NIGERIA

Joint Tenancy and Tenancy in common are similar in respect to the fact that they are estates held by more than one owner. However, both concepts are different in every other aspect. In Joint Tenancy, each tenant has equal shares in the same property with the same deed at the same time. There contain no [...]

By |January 24th, 2021|Family Law|Comments Off on OVERVIEW OF JOINT TENANCY AND TENANCY IN COMMON IN NIGERIA

LEGAL REMEDIES FOR MALICIOUS PROSECUTION IN NIGERIA

Malicious prosecution could be defined as a tort arising from unsuccessful criminal or civil proceedings instituted against another party with malice and without probable or reasonable cause. It is also defined as the tort of initiating criminal prosecution or civil suit against another party with malice and without probable cause. Where any person has been [...]

By |January 24th, 2021|Criminal Matters, Litigation|Comments Off on LEGAL REMEDIES FOR MALICIOUS PROSECUTION IN NIGERIA

How to Start an Oil and Gas Company in Nigeria

The Oil and Gas sector serves as a major source of revenue in Nigeria. Any person intending to start an oil and gas business in Nigeria must comply with certain legal requirements. This write-up will give a breakdown of the step-by-step procedure necessary to set up an oil and gas business in Nigeria. The following [...]

By |January 17th, 2021|Business Fromation, Oil & Gas|Comments Off on How to Start an Oil and Gas Company in Nigeria

Procedure for Annulment of Marriage in Nigeria

Annulment of Marriage in Nigeria There are various matrimonial reliefs available in the Matrimonial Causes Act (hereinafter referred to as the Act), 1978 for persons in a statutory marriage. One such is the annulment of marriage which in Section 114 of the Act is referred to as “Nullity of Marriage”. An application for nullity of [...]

By |January 17th, 2021|Family Law|Comments Off on Procedure for Annulment of Marriage in Nigeria

Restriction of Personal and Protected Information for Companies in Nigeria

The Companies and Allied Matters Act, 2020 (CAMA) has made provisions to protect the information of individuals specified by them as private or restricted. This is laudable, considering the recent trends of data breaches, identity theft, fraud which are enhanced by having access to such information and laws enforcing privacy and data protection. Sections 323-329 [...]

By |January 10th, 2021|Corporate Matters|Comments Off on Restriction of Personal and Protected Information for Companies in Nigeria

How To Register A Limited Liability Partnership in Nigeria

How To Register LLP in Nigeria Limited Liability Partnership in Nigeria A Limited Liability Partnership (LLP) is one of the laudable innovations of the Companies and Allied Matters Act (CAMA) 2020. It is essentially a fusion of the features of a partnership and a company where a group of individuals can pool resources together to [...]

By |January 10th, 2021|Business Fromation|Comments Off on How To Register A Limited Liability Partnership in Nigeria

CBN launches N75 billion Youth Investment Fund

The Central Bank of Nigeria (CBN) has launched the N75 billion Youth Investment Fund. The Federal Executive Council approved the establishment of the fund for three years (2020–2023) to assist the Nigerian youths that require urgent funds for their businesses. In the CBN’s guidelines for the implementation of the scheme published on its site, the apex bank also [...]

By |December 26th, 2020|Finance|Comments Off on CBN launches N75 billion Youth Investment Fund

SMALL BUSINESS TAXATION IN NIGERIA

Small businesses in Nigeria are liable for various tax obligations to various governments in Nigeria. It is important to know the taxes small businesses will be subjected to before commencing the operation of a small business in Nigeria. Upon the registration of a business, such business is required to start remitting a certain amount of [...]

By |December 26th, 2020|Taxation|Comments Off on SMALL BUSINESS TAXATION IN NIGERIA

HOW TO FORM A POLITICAL PARTY IN NIGERIA

Forming a Political Party in Nigeria is a right of individuals, which has its root under Section 40 of the Constitution of the Federal Republic of Nigeria 1999, which provides that; “Every person shall be entitled to assemble freely and associate with other persons, and in particular he may form or belong to any political [...]

By |December 26th, 2020|Politics & Election|Comments Off on HOW TO FORM A POLITICAL PARTY IN NIGERIA

ADVANTAGE & IMPORTANCE OF TRADEMARK IN NIGERIA

ESSENCE OF TRADEMARK REGISTRATION IN NIGERIA The trademark registration in Nigeria has various importance. A trademark is a recognizable word or words, phrase, logo, symbol, signs or expressions registered at the Trademark Registry to represent or identify a company, products, or services to distinguish its brand from others in the commercial market, hence, it is [...]

By |December 26th, 2020|Intellectual Property|Comments Off on ADVANTAGE & IMPORTANCE OF TRADEMARK IN NIGERIA

PROCEDURE FOR NOTAP REGISTRATION

NIGERIA NOTAP REGISTRATION  The National Office for Technology Acquisition and Promotion (NOTAP) is a government agency with the Federal Ministry of Science and Technology charged with the responsibility of implementing the acquisition, development, and transfer of foreign technology into Nigeria. It is governed by the National Office for Technology Acquisition and Promotion Act CAP N62 [...]

By |December 26th, 2020|Intellectual Property, Legal Services|Comments Off on PROCEDURE FOR NOTAP REGISTRATION

Appraisal of Certificate of Occupancy In Nigeria

The enactment of the Land Use Act 1978 (the Act) birthed a new system wherein by virtue of Section 1 of same, all lands within the territory of a State are vested in the Governor of that State who shall hold same in trust for the benefit of the people. Thus, a person in Nigeria [...]

By |December 13th, 2020|Real Estate Law|Comments Off on Appraisal of Certificate of Occupancy In Nigeria

How To Conduct Land Verification In Abuja

To conduct a land verification in Abuja, an application for verification must be made to the appropriate authority or land registry. In Abuja, the appropriate authority is the Abuja Geographic Information System (AGIS). A person intending to purchase land within the environs of the Federal Capital Territory must submit the following requirements at AGIS to [...]

By |December 13th, 2020|Family Law|Comments Off on How To Conduct Land Verification In Abuja

REGISTRATION REQUIREMENTS AS A RATING AGENCY

In every capital market, it is expedient to have a benchmark for making decisions and a tool for envisaging the risk associated with such decisions. Thus, ratings play an important role in the Nigerian Capital Market and the global financial system at large. It is a tool needed to promote the development and seamless running [...]

By |December 3rd, 2020|Finance|Comments Off on REGISTRATION REQUIREMENTS AS A RATING AGENCY

REGISTRATION REQUIREMENTS AS A CUSTODIAN OF SECURITIES

Custodian of securities means a person who has custody, as a bailee, of securities or certificate issued in the investor’s name with the investor’s name appearing in the issuer’s register as the beneficial owner of the securities. Functions Registered custodian of securities shall have the following functions, amongst others: Maintaining accounts of securities of a [...]

By |December 3rd, 2020|Finance|Comments Off on REGISTRATION REQUIREMENTS AS A CUSTODIAN OF SECURITIES

REGISTRATION REQUIREMENTS AS A MARKET MAKER

Market maker means any specialist permitted to act as a dealer, any dealer acting in the position of a block positioner, any dealer who, with respect to security, holds himself out as being ready to buy and sell such securities for his own account on a regular and continuous basis. The market-making system may be [...]

By |December 3rd, 2020|Finance|Comments Off on REGISTRATION REQUIREMENTS AS A MARKET MAKER

REGISTRATION REQUIREMENTS AS A FUND/ PORT FOLIO MANAGER

A portfolio manager holds a very important role when it comes to fund investing. A portfolio manager is a person or institution with the duty to invest a fund's assets, implement the fund's investment strategies, and manage day-to-day portfolio management. Portfolio management is a process by which investments that meet the long-term financial objectives and [...]

By |December 3rd, 2020|Finance|Comments Off on REGISTRATION REQUIREMENTS AS A FUND/ PORT FOLIO MANAGER

REGISTRATION REQUIREMENTS AS AN INVESTMENT ADVISER IN THE CAPITAL MARKET

The entity authorized to engage in the business of providing investment advice to others or issuing reports or analyses regarding securities, for compensation is known as an Investment Adviser. Functions Investment advisers may perform the following functions: Investment advisory services; Making recommendations as to types of securities to buy or sell; Publication of financial market [...]

By |December 3rd, 2020|Finance|Comments Off on REGISTRATION REQUIREMENTS AS AN INVESTMENT ADVISER IN THE CAPITAL MARKET

REGISTRATION REQUIREMENTS AS A TRUSTEE IN THE CAPITAL MARKET

The fiduciary role of a trustee has its origin from the English Common Law and the principles of Equity. This concept has authorized the trustee to be an independent third party saddled with the responsibility of protecting conflicting interests between the issuer and investor in the financial market. A trustee is usually hired by an [...]

By |December 3rd, 2020|Finance|Comments Off on REGISTRATION REQUIREMENTS AS A TRUSTEE IN THE CAPITAL MARKET

REGISTRATION REQUIREMENTS AS A RECEIVING BANKER/ BANKER TO AN ISSUE

Receiving banks are banks designated by an issuer to receive proceeds. It is a scheduled bank carrying on all or any of the following issue related activities namely; acceptance of application and application monies; acceptance of allotment or call monies; refund of application monies and payment of a dividend or interest warrants. Functions Banker to [...]

By |December 3rd, 2020|Finance|Comments Off on REGISTRATION REQUIREMENTS AS A RECEIVING BANKER/ BANKER TO AN ISSUE

REGISTRATION REUIREMENTS AS SUB-BROKER IN THE CAPITAL MARKET

A Sub-Broker is a financial operator registered by the Securities and Exchange Commission (SEC) to act on behalf of a broker/dealer as its agent for assisting investors in buying, selling or dealing in securities through a broker. Functions A registered sub-broker shall have the following functions which shall be carried out only through its sponsoring [...]

By |December 3rd, 2020|Finance|Comments Off on REGISTRATION REUIREMENTS AS SUB-BROKER IN THE CAPITAL MARKET

REGISTRATION REQUIREMENTS AS BROKERS/ DEALERS IN THE CAPITAL MARKET

  Investors have engaged the services of brokers or dealers for easy participation in the financial world as the financial world can be full of mysteries and risks for investors especially when the languages and terms of the market are not understood. Thus, a broker can be seen to be a financial intermediary executing order [...]

By |December 3rd, 2020|Finance|Comments Off on REGISTRATION REQUIREMENTS AS BROKERS/ DEALERS IN THE CAPITAL MARKET